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Corporate Compliance Secretary

Job Category: Corporate Compliance Secretary
Job Type: Contract
Job Location: Midtown NYC

This role will require coordination and proactive outreach to various groups and divisions within the bank and the Combined U.S. Operations (CUSO) entity


•             Secretary of the Committees managed by CACIB US Compliance

a.            Compliance Management Committee

b.            Complex and Sensitive Transaction Committee

c.            New Activity Product Committee

d.            Other as needed

•             Manage the New Activity Product (NAP) process.

•             Manage the Complex and Sensitive Transaction (CST) process.

•             Serve as the main point of contact for CST and NAP related inquiries in the US.

•             Update annually the Compliance Framework document and Governance owned Policies and Procedures, including related Training materials.

•             Assist with the management of strategic and regulatory projects.

•             Manage follow-up actions related to:

a.            Committees

b.            Issues (Internal audit, regulatory)

c.            NAP

d.            CST

•             Coordinate routine Management Information System (MIS) reporting with the Compliance Reporting Officer.


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